Swiss Mandate Design
For selected professional and institutional clients, HCP coordinates scoped buy-side mandate design and implementation planning for Swiss companies, involving appropriately qualified specialists where needed.
For selected professional and institutional clients
What our role covers
A practical work plan: clarify who does what, document controls and hand off reserved functions to appropriately qualified or authorised parties. Each mandate is assessed on its facts; no approval or outcome is promised.
Mandate
Define the mandate: objectives, roles, decision rights and required documentation.
Regulatory map
Map regulatory touchpoints: individual client-adviser registration where applicable, and whether an AMLA/SRO assessment is needed.
Implementation
Plan the Swiss corporate structure and practical implementation sequence with the right specialists.
Regulatory perimeter
Hummingbird Services GmbH is the financial service provider; it is not FINMA-licensed or prudentially supervised. BX Swiss regservices registers individual client advisers: Antonino Sardegno (AS61372) has been registered since 2021 under FinSA Art. 28 et seq. Adviser registration is not a licence for the company. Any required SRO affiliation concerns AMLA oversight by the SRO, not a FINMA licence. HCP does not provide reserved legal or tax advice, asset management or custody; appropriately authorised specialists provide regulated functions where required.
BX Swiss regservices · FINMA / SROs
Discuss your mandate